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It’s that time of year again, with the 15 September deadline for filing the annual CRS Compliance Form with the Cayman Islands’ Department for International Tax Cooperation (DITC) fast approaching. Penalties apply for financial institutions that miss the deadline, along with the risk of enforcement action for any misclassifications and non-compliance. Fellow offshore fund centre […]

A year ago, we wrote a blog examining the prospects for the alternatives sector as economic and geopolitical conditions deteriorated. Amid sinking global markets as inflation, interest rate rises and global growth worries took hold, the outlook for alternative asset managers remained positive. A year on, the long-term value the global alternatives industry offers to […]

If you have a couple of hundred million to throw around on money laundering fines then feel free to skip the below. If not, you may want to read on. With legislators around the world tightening their anti-money laundering (AML) rules and regulators stepping up enforcement actions, penalties for AML shortcomings are hardly a rarity […]

Are you operationally resilient? And can you demonstrate it? Ensuring institutions have sufficient operational resilience to safeguard the stability of the financial system has become a key concern for regulators in Europe. Outsourcing and vendor management is a particular focus. For the continent’s fund administrators and IT service providers, the increased regulatory scrutiny will have […]

DUBLIN, 5 July 2023 — Deep Pool Financial Solutions, the market-leading investor services and regulatory solutions supplier to alternative and retail fund administrators, has been named best software provider in the ‘Investor & Fund KYC/AML Screening – Fund Compliance’ category in Chartis Research’s RiskTech Buyside50 2023 ranking and report. Deep Pool’s KURE customer lifecycle management […]

At the conferences we’ve attended around the world this year, two major themes crop up time and again: how to 1) increase operational efficiency and 2) reduce risk. In our conversations with clients and prospects it’s clear these themes are particularly important when it comes to financial institutions’ anti-money laundering (AML) and know your customer […]